37 C.F.R. 1.623, Preliminary statement; invention made in United States, a NAFTA country, or a WTO member country.

This document contains one section of Chapter 37 of the Code of Federal Regulations. This page was last updated in May, 1998. You may return to the main 37 CFR Index, or to the index for one of the follow parts:

part 1 (patents);
part 2 (trademarks);
part 3 (assignments);
part 10 (representation); or
part 200+ (copyrights).

1.623 Preliminary statement; invention made in United States, a NAFTA country, or a WTO member country.

(a)

When the invention was made in the United States, a NAFTA country, or a WTO member country, or a party is entitled to the benefit of 35 U.S.C. 104(a)(2), the preliminary statement must state the following facts as to the invention defined by each count:

(1)

The date on which the first drawing of the invention was made.

(2)

The date on which the first written description of the invention was made.

(3)

The date on which the invention was first disclosed by the inventor to another person.

(4)

The date on which the invention was first conceived by the inventor.

(5)

The date on which the invention was first actually reduced to practice. If the invention was not actually reduced to practice by or on behalf of the inventor prior to the party's filing date, the preliminary statement shall so state.

(6)

The date after the inventor's conception of the invention when active exercise of reasonable diligence toward reducing the invention to practice began.

(b)

If a party intends to prove derivation, the preliminary statement must also comply with 1.625.

(c)

When a party alleges under paragraph (a)(1) of this section that a drawing was made, a copy of the first drawing shall be filed with and identified in the preliminary statement. When a party alleges under paragraph (a)(2) of this section that a written description of the invention was made, a copy of the first written description shall be filed with and identified in the preliminary statement. See 1.628(b) when a copy of the first drawing or written description cannot be filed with the preliminary statement.

[49 FR 48416, Dec. 12, 1984, added effective Feb. 11, 1985; para. (a) revised, 60 FR 14488, Mar. 17, 1995, effective Apr. 21, 1995]

Previous Section | Next Section