Trademark Manual of Examining Procedure (TMEP)
Chapter 1300: Service Marks, Collective Marks, and Certification Marks
October 2017 Edition of the TMEP
Chapter 1300: Service Marks, Collective Marks, and Certification Marks
1301: Service Marks
1301.01: What Is a Service?
1301.01(a): Criteria for Determining What Constitutes a Service
1301.01(a)(i): Performance of a Real Activity
1301.01(a)(ii): For the Benefit of Others
1301.01(a)(iii): Sufficiently Distinct from Activities Involved in Provision of Goods or Performance of Other Services
1301.01(b): Whether Particular Activities Constitute "Services"
1301.01(b)(i): Contests and Promotional Activities
1301.01(b)(ii): Warranty or Guarantee of Repair
1301.01(b)(iii): Publishing One’s Own Periodical
1301.01(b)(iv): Soliciting Investors
1301.01(b)(v): Informational Services Ancillary to the Sale of Goods
1301.01(b)(vi): Clinical Trials
1301.02: What Is a Service Mark?
1301.02(a): Matter that Does Not Function as a Service Mark
1301.02(b): Names of Characters or Personal Names as Service Marks
1301.02(c): Three-Dimensional Service Marks
1301.02(d): Titles of Radio and Television Programs
1301.02(e): Process, System, or Method
1301.02(f): Computer Software
1301.03: Use of Service Mark in Commerce
1301.03(a): Use of Service Mark in Advertising to Identify Services
1301.03(b): Rendering of Service in Commerce Regulable by Congress
1301.04: Specimens of Use for Service Marks
1301.04(a): Whether the Specimen Shows the Mark as Actually Used by the Applicant in Commerce in the Sale or Advertising of the Services
1301.04(b): Whether the Identified Services Are Registrable Services
1301.04(c): Whether the Specimen Shows Use in Connection with All Classes in a Multiple-Class Application
1301.04(d): Whether the Mark Is Used in Connection With the Identified Services
1301.04(e): Whether the Mark Functions as a Service Mark
1301.04(f): Elements of an Acceptable Service-Mark Specimen
1301.04(f)(i): Show the Mark
1301.04(f)(ii): Associate the Mark with the Identified Services
1301.04(g): Grounds for Refusal
1301.04(g)(i): Failure to Show the Mark Used in Commerce
1301.04(g)(ii): Failure to Show the Mark Functioning as a Service Mark
1301.04(h): Considerations and Common Issues when Examining Certain Specimens
1301.04(h)(i): Letterhead
1301.04(h)(ii): Specimens for Entertainment Services
1301.04(h)(iii): Specimens for Technology-Related Services
1301.04(h)(iv): Common Forms of Specimens for Modern Technology-Related Services
1301.04(h)(iv)(A): Sign-In Screens
1301.04(h)(iv)(B): Title or Launch Screens
1301.04(h)(iv)(C): Webpages
1301.04(h)(iv)(D): Software Applications ("Apps")
1301.04(i): Examples of Acceptable Service-Mark Specimens
1301.04(j): Examples of Unacceptable Service-Mark Specimens
1301.05: Identification and Classification of Services
1302: Collective Marks Generally
1302.01: Brief History of Collective Marks
1303: Collective Trademarks and Collective Service Marks Generally
1303.01: Application Requirements for a Collective Trademark or Collective Service Mark
1303.01(a): Filing Basis
1303.01(a)(i): Use in Commerce – §1(a)
1303.01(a)(i)(A): Manner/Method of Control
1303.01(a)(i)(B): Dates of Use
1303.01(a)(i)(C): Specimens
1303.01(a)(ii): Intent to Use – §1(b)
1303.01(a)(iii): Foreign Priority – §44(d)
1303.01(a)(iv): Foreign Registration – §44(e)
1303.01(a)(iv)(A): Scope of Foreign Registration
1303.01(a)(v): Extension of Protection of International Registration – §66(a)
1303.01(a)(vi): Multiple Bases, Amending/Deleting the Basis, Review of Basis Prior to Publication/Issue
1303.01(b): Verification of Certain Statements
1303.01(b)(i): Statements Required in Verification of Application for Registration - §1 or §44 Application
1303.01(b)(ii): Statements Required in Verification of Application for Registration - §66(a) Application
1303.02: Examination of Collective Trademark and Collective Service Mark Applications
1303.02(a): Ownership Considerations
1303.02(b): Likelihood of Confusion
1304: Collective Membership Marks
1304.01: Collective Membership Marks Generally
1304.02: Application Requirements for Collective Membership Marks
1304.02(a): Filing Basis
1304.02(a)(i): Use in Commerce – §1(a)
1304.02(a)(i)(A): Manner/Method of Control
1304.02(a)(i)(B): Dates of Use
1304.02(a)(i)(C): Specimens
1304.02(a)(ii): Intent to Use – §1(b)
1304.02(a)(iii): Foreign Priority – §44(d)
1304.02(a)(iv): Foreign Registration – §44(e)
1304.02(a)(iv)(A): Scope of Foreign Registration
1304.02(a)(v): Extension of Protection of International Registration – §66(a)
1304.02(a)(vi): Multiple Bases, Amending/Deleting the Basis, Review of Basis Prior to Publication/Issue
1304.02(b): Verification of Certain Statements
1304.02(b)(i): Statements Required in Verification of Application for Registration - §1 or §44 Application
1304.02(b)(ii): Statements Required in Verification of Application for Registration - §66(a) Application
1304.02(c): Identification of Nature of Collective Membership Organization
1304.02(d): Classification
1304.03: Examination of Collective Membership Mark Applications
1304.03(a): Ownership Considerations
1304.03(b): Specimen Refusals Specific to Collective Membership Marks
1304.03(b)(i): Matter that Does Not Function as a Membership Mark
1304.03(b)(ii): Degree or Title Designations
1304.03(c): Likelihood of Confusion
1305: Trademarks and Service Marks Used by Collective Organizations
1306: Certification Marks
1306.01: Types of Certification Marks
1306.01(a): Use Is by Person Other than Owner of Certification Mark
1306.01(b): Purpose Is to Certify, Not to Indicate Source
1306.01(c): Identifying Certification Mark Applications
1306.02: Application Requirements for a Certification Mark
1306.02(a): Filing Basis
1306.02(a)(i): Use in Commerce – §1(a)
1306.02(a)(i)(A): Dates of Use
1306.02(a)(i)(B): Specimens
1306.02(a)(ii): Intent to Use – §1(b)
1306.02(a)(iii): Foreign Priority – §44(d)
1306.02(a)(iv): Foreign Registration – §44(e)
1306.02(a)(iv)(A): Scope of Foreign Registration
1306.02(a)(v): Extension of Protection of International Registration – §66(a)
1306.02(a)(vi): Multiple Bases, Amending/Deleting the Basis, Review of Basis Prior to Publication/Issue
1306.02(b): Verification of Certain Statements
1306.02(b)(i): Statements Required in Verification of Application for Registration - §1 or §44 Application
1306.02(b)(ii): Statements Required in Verification of Application for Registration - §66(a) Application
1306.02(c): Identification of Goods and Services of the Authorized Users
1306.02(d): Classification
1306.03: Special Elements of Certification Mark Applications
1306.03(a): Certification Statement
1306.03(b): Certification Standards – Required for §1(a) Applications and Allegations of Use Only
1306.03(c): Statement that Applicant Is Not Engaged in (or Will not Engage in) Production or Marketing of the Goods/Services
1306.04: Examination of Certification Mark Applications
1306.04(a): Compare the Mark on the Drawing to the Specimen for §1(a)
1306.04(b): Ownership
1306.04(b)(i): Exercise of Control
1306.04(b)(ii): Distinguishing Certification Mark Use from Related-Company Use of Trademark or Service Mark
1306.04(b)(iii): Patent Licenses
1306.04(c): Characteristics of Certification Marks – Specimen Shows Mark Functions as a Certification Mark
1306.04(d): Specimen Refusals Specific to Certification Marks
1306.04(d)(i): Whether Certification Mark and Trademark or Service Mark Appear on Specimen Together
1306.04(d)(ii): Specimen Shows Use as Title or Degree for Certification Mark Certifying that Labor Was Performed by Specific Group or Individual
1306.04(e): Relationship of §14 (Cancellation)
1306.04(f): Same Mark Not Registrable as Certification Mark and as Any Other Type of Mark
1306.04(f)(i): Cancellation of Applicant’s Prior Registration Required by Change from Certification Mark Use to Trademark or Service Mark Use, or Vice Versa
1306.05: Geographic Certification Marks
1306.05(a): Geographic Certification Marks – Generally
1306.05(b): Additional Considerations in Geographic Certification Mark Applications
1306.05(b)(i): Certification Statement
1306.05(b)(ii): Authority to Control a Geographic Certification Mark
1306.05(b)(iii): Specimens
1306.05(c): Mark Must Serve to Certify Geographic Origin
1306.05(d): Section 2(e)(2) Does Not Apply to Geographic Certification Marks
1306.05(e): Geographically Deceptive Marks Not Registrable as Geographic Certification Marks
1306.05(f): Geographic Designations that Do Not Certify Regional Origin
1306.05(g): Likelihood-of-Confusion Search and Analysis
1306.05(g)(i): Considerations When the Proposed Mark Is a Geographic Certification Mark
1306.05(g)(ii): Considerations When the Proposed Mark Contains a Geographic Designation but Is Not a Geographic Certification Mark
1306.05(h): American Viticultural Areas
1306.05(i): Geographic Certification Marks Containing §2(b) Matter
1306.05(j): Examples of Geographic Certification Marks
1306.06: Uncertainty Regarding Type of Mark
1306.06(a): Distinction Between Certification Mark and Collective Mark
1306.06(b): Amendment to Different Type of Mark
1306.06(c): Registration as Correct Type of Mark