Trademark Manual of Examining Procedure (TMEP)
Chapter 700: Procedure for Examining Applications
October 2017 Edition of the TMEP
Chapter 700: Procedure for Examining Applications
701: Statutory Authority for Examination
702: Order of Work
702.01: Order of Examination
702.02: "Special" Applications
702.03: Related Applications
702.03(a): Companion Applications
702.03(a)(i): Companion Applications Not Previously Assigned for the Same or Similar Marks
702.03(a)(ii): Companion Applications Previously Assigned
702.03(a)(iii): Companion Registrations
702.03(a)(iv): Classification and Identification in Companion Applications that Have Registered or Been Published for Opposition
702.03(b): Conflicting Applications
703: USPTO Does Not Issue Duplicate Registrations
704: Initial Examination
704.01: Initial Examination Must Be Complete
704.02: Examining Attorney’s Search
704.03: Supervisory Examining Attorney May Indicate Action for Non-Signatory Examining Attorney
705: The Examining Attorney’s Letter or Action
705.01: Language in Examining Attorney’s Letter
705.02: Examining Attorneys Should Not Volunteer Statements
705.03: Citation of Conflicting Marks
705.04: Reference to Matter in Printed or Online Publications
705.05: Citation of Decisions and USPTO Publications
705.06: Reviewing and Signing of Letters
705.07: Processing Outgoing Office Actions
705.08: Six-Month Response Clause
706: New Matter Raised by Examining Attorney After First Action
706.01: "Clear Error"
707: Examiner’s Amendment
707.01: Approval of Examiner’s Amendment by Applicant or Applicant’s Attorney
707.02: Examiner’s Amendment Without Prior Authorization by Applicant or Applicant’s Attorney
707.03: Form of the Examiner’s Amendment
708: Priority Action
708.01: Priority Action Defined
708.02: Discussion of Issues and Agreements
708.03: Form of the Priority Action
708.04: Refusal of Registration in Priority Action
708.05: Combined Examiner’s Amendment/Priority Action
709: Interviews
709.01: Personal Interviews
709.02: Persons Who May Represent Applicant in an Interview
709.03: Making Substance of Interview of Record
709.04: Telephone and E-Mail Communications
709.05: Informal Communications
709.06: Interviews Prior to Filing Application
710: Evidence
710.01: Evidence Supporting Refusal or Requirement
710.01(a): Evidence from Research Database
710.01(b): Internet Evidence
710.01(c): Record Must Be Complete Prior to Appeal
710.02: Search for Evidence Indicating No Refusal or Requirement Necessary
710.03: Evidence of Third-Party Registrations
711: Deadline for Response to Office Action
711.01: Time May Run from Previous Action
711.02: Supplemental Office Action Resetting Response Period
712: Signature on Response to Office Action
712.01: Persons Who May Sign Response
712.02: Unsigned Response
712.03: Response Signed by an Unauthorized Person
713: Examination of Amendments and Responses to Office Actions
713.01: Previous Action by Different Examining Attorney
713.02: Noting All Outstanding Refusals or Requirements
713.03: Response to Applicant’s Arguments in Nonfinal Actions
714: Final Action
714.01: Not Permissible on First Action
714.02: Not Permissible on Suspension
714.03: When Final Action is Appropriate
714.04: Form of the Final Action
714.05: Delineating New Issues Requiring Issuance of Nonfinal Action
714.05(a): When an Amendment Proposed By Applicant Requires a New Nonfinal Action
714.05(a)(i): Amendment to Supplemental Register or Submission of Claim of Acquired Distinctiveness
714.05(a)(ii): Amendment of Identification of Goods/Services
714.05(b): Section 2(d) Refusal Based on Earlier-Filed Application that Has Matured Into Registration
714.05(c): Advisory Statement Cannot Serve as Foundation for Final Refusal or Requirement
714.05(d): Submission of Consent Agreement or Assertion of Unity of Control in Response to §2(d) Refusal
714.05(e): Submission of Substitute Specimen in Response to Refusal for Failure to Show Use of the Mark in Commerce
714.05(f): Submission of Substitute Specimen in Response to Refusal for Failure to Show the Applied-For Mark Functioning as a Mark
714.06: Applicant’s Recourse When Final Action is Premature
715: Action After Issuance of Final Action
715.01: Proper Response to Final Action
715.02: Action After Final Action
715.03: Request for Reconsideration After Final Action
715.03(a): Examining Attorney’s Action When No New Issue or No Significantly Different Evidence Is Presented in Request for Reconsideration and No Notice of Appeal Has Been Filed
715.03(a)(i): Request for Reconsideration Resolves All Outstanding Issues and No Notice of Appeal Has Been Filed
715.03(a)(ii): Request for Reconsideration Does Not Resolve All Outstanding Issues and No Notice of Appeal Has Been Filed
715.03(a)(ii)(A): Prior Amendment Withdrawn
715.03(a)(ii)(B): Outstanding Refusals and/or Requirements Must Be Continued, Time Remains in Response Period for Applicant to Appeal, and No Notice of Appeal Has Been Filed
715.03(a)(ii)(C): Outstanding Refusals and/or Requirements May Be Resolved if Applicant Is Given 30 Days or Time Remaining in Response Period to Comply with Issues
715.03(a)(ii)(D): Outstanding Refusals and/or Requirements Must Be Continued, Time for Appeal Has Expired, and No Notice of Appeal Has Been Filed – Abandon for Incomplete Response
715.03(a)(ii)(E): Responses After Final Refusal Signed by Unauthorized Persons, Unsigned Responses, TEAS Responses Consisting Solely of a Signature, and TEAS Responses Missing Significant Data or Attachments
715.03(b): Examining Attorney’s Action When New Issue or New Evidence Is Presented in Request for Reconsideration and No Notice of Appeal Has Been Filed
715.03(c): Time for Appeal Runs from Issuance Date of Final Action
715.04: Request for Reconsideration Filed in Conjunction with Notice of Appeal
715.04(a): Examining Attorney's Action When No New Issue Is Presented in Request for Reconsideration and Notice of Appeal Has Been Filed
715.04(b): Examining Attorney's Action When New Issue or New Evidence is Presented and Notice of Appeal Has Been Filed
716: Suspension of Action by USPTO
716.01: Form of Suspension Notice
716.02: Circumstances Under Which Action May Be Suspended
716.02(a): Applicant’s Petition to Cancel Cited Registration
716.02(b): Submission of Copy of Foreign Registration in §44(d) Application
716.02(c): Conflicting Marks in Pending Applications
716.02(d): Inter Partes or Court Proceeding
716.02(e): Pending Cancellation or Expiration of Cited Registration
716.02(f): Pending Expiration of "Insurance" Extension Request
716.02(g): Pending Correction of or Limitation to an International Registration
716.02(h): Pending Recordation of an Assignment Document
716.02(i): Pending Registry Agreement with ICANN for Marks Comprised Solely of gTLDs for Domain-Name Registry Operator and Registrar Services
716.03: Applicant’s Arguments Against Suspension
716.04: Suspended Docket Checked
716.05: Inquiry by Examining Attorney Regarding Suspended Application
716.06: Suspension After Final Action
717: Reissuing an Office Action
717.01: Returned Office Action
717.02: Non-Receipt of Office Action
718: Abandonment
718.01: Express Abandonment by Applicant or Applicant’s Attorney
718.02: Failure by Applicant to Take Required Action During Statutory Period
718.02(a): Partial Abandonment
718.03: Incomplete Response
718.03(a): Holding of Abandonment for Failure to Respond Completely
718.03(b): Granting Additional Time to Perfect Response
718.04: Failure to File Statement of Use
718.05: Failure to Perfect Appeal
718.06: Notice of Abandonment for Failure to Respond
718.07: Revival or Reinstatement of Abandoned Application - New Search Required
719: Non-Responsive Communications
720: Fraud Upon the USPTO